Our team of attorneys has decades of experience advising and representing a broad spectrum of financial services industry clients and we understand the unique issues that they face. Our clients include banks, SEC-regulated public companies, broker-dealers, employers of investment advisors, FINRA-registered firms and representatives, mortgage companies, hedge funds, and private equity firms.

Breadth of Coverage

Ogletree Deakins provides innovative legal services in the following areas to financial services employers:

Financial Services Industry–Specific Matters

Employment Law Advice and Counseling

Employment Litigation

ERISA and Employee Benefits

Immigration and Employee Mobility

Depth and Experience

Our attorneys with financial services industry experience offer:

Communication and Focus on Client Goals

Clear, prompt, and effective communication is critical to serving the legal needs of our financial services clients. In addition to regularly updating clients on their matters, we actively consult with our clients during every step of the decision-making process, from budgeting to strategy. At Ogletree Deakins, we understand the challenges faced by employers in the financial services industry and we deliver solutions for in a cost-effective manner, and in a manner consistent with our clients’ goals.